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大小公司创新
Much research on the causes of organizational innovation is rooted in the seminal work of Joseph
Schumpeter (1912; 1942). His notion of “creative destruction,” whereby innovations destroy the market
positions of firms committed to old technology, first drew attention to the powerful effects of radical
innovation on the economy and the fortunes of individual firms. A key Schumpeterian hypothesis is that
large firms innovate more “intensively” than small firms (Acs and Audretsch 199 1; Scherer 1992, p. 1422).
- --. : This hypothesis has been the subject of extensive and continuing research. Over a hundred research articles
have studied the effects of size on innovation (Acs and Audretsch 1991; Baldwin and Scott 1987; Cohen and
Levin 1989). However, results of the research have been decidedly mixed (Scherer 1980; 1984).
Authors such as Galbraith (1952; 1968) and Ali (1994) build on Schumpeter’s basic arguments and
suggest that large firms have many advantages over small ones in their ability to produce radical innovations.
They note that large firms enjoy economies of scale in R&D, can spread risks widely (Arrow 1962), and have
greater access to financial resources. Other researchers argue that as firms become large, they become more
bureaucratic, slow to react, and less willing to take risks (e.g., see Mitchell and Singh 1993; Tornatzky and
Fleischer 1990). As a result, they are less Zikely to produce radical innovations than smaller firms that do not
possess these handicaps. These two views are contradictory. In addition, some authors suggest that the
relationship between innovative productivity and size is bell shaped (e.g., Ettlie and Rubenstein 1987).
Medium sized firms are best positioned for radical product innovation, since unlike small firms they possess
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the critical mass for research, but do not suffer from the bureaucratic inertia of large firms. Conversely,
Pavitt (1990) argues for a U-shaped curve. He suggests that the “proportions of significant innovations made
by both large and small firms have been increasing at the expense of the medium sized firms in between” (p.
23). Perhaps medium sized firms have the liabilities of large and small firms, but few of their strengths.
Decades of research on the effect of size on radical innovation indicates that that factor may not
throw light on the causes of radical product innovation. Authors have not reached a consensus about the role
of size. Contradictions abound. Managerially useful generalizations are rare.
In its focus on size, the literature neglects attitudinal and organizational factors that may more
strongly influence radical innovation in firms (e.g., see Acs and Audretsch 199 1; Cohen 1995; Scherer 1992).
Ironically, Schumpeter (1942) himself noted that “mere size is neither necessary nor sufficient” for the
superior innovative performance of the large firm (Schumpeter 1942, p. 101). Anecdotal evidence suggests
that small, medium, and large firms can all be radical innovators. For example, the first celluloid roll camera
was introduced by Kodak, when it was a small firm. The first air-conditioner was introduced by the Buffalo
Forge company, a medium sized firm. The first microwave oven was introduced by Raytheon, a large firm.
This paper proposes an alternative explanation for radical innovation, based on organizational and
attitudinal factors. It suggests that the effect of size may be weak once these factors are accounted. We define
radical product innovation as the propensity of a firm to introduce new products that: 1) incorporate
substantially different technology from existing products, and 2) can fulfill key customer needs much better
than existing products. The next section explains our theory and hypotheses, which are based on insights
from our in-depth field interviews and the history of radical product innovations. The subsequent sections
describe the method and results. The final section discusses the implications of the results |
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